Ascot Securities has nearly 20 years of experience in providing a unique and specialised level of service and advice to a broad range of wholesale and wealth advisory clients.

At Ascot Securities our key objective is to provide our clients with a premium level of service and quality advice on a general advice basis.

We consider your financial success to be our success.

We are part of the Australian Amalgamated Investment Group (AAIG) which offers a broad range of financial services to wholesale and wealth advisory clients including, stockbroking, financial planning, corporate, funds management and research services as part of our overall Wealth Management solution. Ascot is able to offer Research coverage on over 300 listed companies through highly regarded analysts both internal and from a leading and respected global research provider.

In 2014, Ascot successfully applied for, and was granted ASX Market Participant status, providing us with the distinct advantage of being able to offer clients direct execution capability. By becoming an ASX Market Participant we are able to offer clients a competitive institutional execution model and a superior level of order management.

We have now partnered with leading service providers Iress Limited in relation to our trading platform and Pershing Securities Australia Pty Ltd for our clearing and settlement platform. Pershing is owned by Pershing LLC which is an affiliate of BNY Mellon, one of the world’s leading banks. Ascot and its clients are in a sound financial position as all settlement and clearing obligations rest with the leading clearing house in the Australian Market.

Ascot Securities services a range of important institutions as well as highly valued wealth advisory clients.